October 21, 2002
AIG Advisor Group: John McGovern has left Royal Alliance to join AIG Advisor Group as chief compliance officer for all its broker-dealers. [InvestmentNews, October 7, 2002]
American Century: Phillip Davidson and John Schniedwind have been promoted to the two newly created chief investment officer positions at American Century [Ignites.com, October 3, 2002]
AXA Distributors: Alex MacGillivray has stepped down from his post as president of AXA Distributors. Gerald Hampton, executive vice president of the strategic distribution services group of AXA Financial, is assuming MacGillivray's duties. [Fund Marketing Alert, October 7, 2002]
Bank of America Corp.: Phil Tazza has been named chief operating officer for Banc of America Capital Management. [InvestmentNews, September 30, 2002]
BISYS: Cynthia Cavindish-Carey has joined BISYS to head up marketing for its investment services and retirement plan areas. Cavindish-Carey most recently worked as a consultant but has also worked in marketing for Federated's investment services arm. [Ignites.com, October 3, 2002]
Delaware Investments: Jude T. Driscoll has been named interim chief executive officer of Delaware Investments and Lincoln National Investment Companies, replacing Charles E. Haldeman Jr. Haldeman also has left the firm to join Putnam Investments. [Business Wire, October 8, 2002]
ETF Advisors: Craig Lazzara, formerly with Citigroup, has joined ETF Advisors as its director of marketing. [Ignites.com, October 3, 2002]
Gartmore Funds: Steve Sorenson has left Delaware Investments to join Gartmore Funds as national sales manager. [Ignites.com, October 17, 2002]
Northern Trust: William T. Huffman has been tapped president, chief executive officer and chairman of Northern Trust Global Advisors Inc., a wholly owned subsidiary of Northern Trust. [The Wall Street Journal Online, October 7, 2002]
Phoenix Cos. Inc.: James J. Polhemus has been named senior vice president, bank distribution of PHL Variable Insurance Co. and Richard Sipple, formerly of Liberty Funds Distributor, has joined the firm as vice president, bank distribution. [InvestmentNews, October 7, 2002]
Putnam Investments: Charles E. Haldeman Jr. has left his post as president and chief executive officer of Delaware Investments and Lincoln National Investment Companies to become co-head of Putnam Investments. [Business Wire, October 8, 2002]
TIAA-CREF: Herbert M. Allison, Jr. is leaving AllLearn.org to join TIAA-CREF as chairman, president, and chief executive officer. Allison succeeds John H. Biggs, who is retiring from the firm. [PR Newswire, October 7, 2002]
Wachovia Bank: Stuart Sheridan has been tapped as Wachovia Bank's new director of strategic planning for the Institutional Services Group, replacing Jeanne O'Connor, who left the firm. [Fund Marketing Alert, October 7, 2002]
WM Funds Distributor Inc.: Jeffrey E. Place has left Liberty Funds Distributor to join WM Funds Distributor as its senior vice president and national sales manager. [InvestmentNews, October 7, 2002]
