September 30, 2002

Banc of America Capital Management: Phillip Tazza, formerly of Merrill Lynch, has joined Banc of America Capital Management as chief operating officer. [Ignites.com, September 19, 2002]

Deutsche Asset Management: Charles Mangano joins Deutsche from Merrill Lynch & Co. as a managing director and head of marketing and communications in the Americas for its private clients and asset management division. [InvestmentNews, September 16, 2002]

Federated Investors Inc.: Craig Burness has left Linsco/Private Ledger to join Federated Investors as an executive to expand its managed account sales for the western region. [American Banker, September 19, 2002]

Ibbotson Associates: Stephen Reynolds and Matt Radgowski have been promoted to vice presidents at Ibbotson Associates. Reynolds is a regional sales director for the West, and Radgowski is director of key accounts. [InvestmentNews, September 16, 2002]

MFS Investment Management: John Ballen, president of MFS Investment Management, has been named chief executive officer, succeeding Jeffrey Shames, who will remain chairman. [The Wall Street Journal, September 20, 2002]

New York Life Insurance Co.: Frederick J. Sievert has been tapped president of New York Life Insurance Co., effective Oct. 1. Sievert replaces Sy Sternberg, who will remain chief executive officer and chairman. [American Banker, September 24, 2002]

PFPC: Don Doherty has left AccessData to join PFPC as vice president of sales, responsible for selling fund accounting, administration, transfer agency and custody services to financial firms in the New York metro area. [Ignites.com, September 19, 2002]

ProFunds: Carter Cusick has left Deutsche Asset Management-Americas and joined ProFunds as director of business development, a newly created position. [Fund Marketing Alert, September 23, 2002]

Transamerica Investment Management: Trish Dale and Christine Janzen have left Janus Capital Corporation to join Transamerica Investment Management as marketing manager and internal sales manager, respectively. Cristopher Gwynn has been named regional sales director. [Ink Spot News, September 19, 2002]

Trustmark Corp.: William Helms, a former co-president of Bank of America's private bank, has joined Trustmark Corp. as president of investment services and a member of its senior executive team. [American Banker, September 18, 2002]