April 10, 2002
Bank of New York: Mark Russell-Jones has joined the Bank of New York as vice president of European product development, a newly created position. He will be responsible for expanding the bank's share of the overseas ETF service market pertaining to administrative, custodial, accounting, pricing and trade settlement work. [Fund Action, April 1, 2002]
Barclays Capital: Peter Goettler has been tapped head of Barclays CapitalŐs Investment Banking division in the Americas. He will also continue in his role as head of Debt Capital Markets, Americas and will assume leadership for the firm's relationship banking and loan product areas in the U.S. and Latin America. Stephen Feinstein has joined the U.S. Debt Capital Markets team as director and senior coverage officer for industrial corporations from Merrill Lynch. Peter Urbanc has left Lehman Brothers to join the group as a director and senior coverage officer for U.S. financial institutions and government-sponsored enterprises. [PR Newswire, March 27, 2002]
CDC IXIS Asset Management Intermediary Services: Douglas D. Keith and Christopher R. Walsh have been promoted from vice presidents to senior vice presidents at CDC IXIS Asset Management Intermediary Services. [InvestmentNews, March 11, 2002]
Credit Suisse First Boston: Brian Finn has left Clayton, Bubilier & Rice to join Credit Suisse First Boston as a member of its new office of the chairman, responsible for shaping the firm's overall strategy. Finn will also serve on the firm's operating committee and its executive board. [Mutual Fund Market News, March 27, 2002]
Credit Suisse First Boston: Susan Saltzbart Kilsby has been promoted to co-chief of Credit Suisse First Boston's European mergers-and-acquisitions business, marking the first time a woman has been selected to head up a mergers business at a major investment bank. [The Wall Street Journal, April 5, 2002]
DST Output: Wes Ervin has left Information Design Associates to join DST Output as chief information architect. Ervin brings a team of designers and information architects to DST Output. [Ink Spot News, March 13, 2002]
Flippin, Bruce & Porter: John Skillman has left J.& W. Seligman to join Flippin, Bruce & Porter as a member of its separate account marketing team. [Fund Marketing Alert, April 1, 2002]
Franklin Templeton Investments' FTI Institutional: Denman Zirkle has left his post as executive vice president of Franklin Templeton Investments' FTI Institutional but will remain with the company as an independent consultant. [Fund Marketing Alert, March 25, 2002]
Friess Associates LLC: John Dodd has left The Boston Company to join Friess Associates LLC has lead institutional salesman for client services. [InvestmentNews, March 11, 2002]
GoldK: The inside wholesaling team has been completed at GoldK. The team includes: Anne Marie Sheedy of SunLife of Canada; Doug Cook of Putnam Investments; Paul Good of Fidelity Investments; Tracy Paulsen of CDC IXIS Asset Management; Paul Alwine and Kurt Beardsley of Pioneer Investments; Amy Runci of John Hancock Life Insurance Company; and Rob Crotty of BISYS. [Business Wire, March 25, 2002]
New York Life Insurance Co.: Theodore A. Mathas and Robert L. Smith have been appointed to New York Life Insurance Co.'s executive management committee. Frank M. Boccio has been tapped chief administrative officer of the life and annuity business. [InvestmentNews, March 11, 2002]
Pioneer: Dan Dart has left his post as executive vice president and head of U.S. sales at Pioneer. Dart has been replaced by Bill O'Grady. (Ink Spot News) [Ignites.com, March 25, 2002]
RNC Capital Management: Alfredo Caravelli has left TD Waterhouse Group to join RNC Capital Management as vice president of marketing. [InvestmentNews, March 11, 2002]
Savingforcollege.com: Jay Stillman has left Delaware Investments to join Savingforcollege.com as a managing consultant, responsible for delivering education programs to financial advisors and brokers in the New York area. [Ignites.com, March 28, 2002]
TH Lee Putnam Ventures: Former American Express Co. executive Harvey Golub has joined H Lee Putnam Ventures as chairman. [The Wall Street Journal, April 3, 2002]
